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Stephen Anthony Messina

Finalis Securities LLC

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About Stephen Anthony Messina

Stephen Anthony Messina is a registered representative with Finalis Securities LLC. Stephen has been in the securities industry since October 2019. Stephen holds the Series 7TO and Series 63 securities licenses. Stephen is registered to conduct business in New York.

Firm Information

Stephen Messina is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Messina’s Registration & Firm History

NY

05/18/2021 - Present

Finalis Securities LLC (New York NY)

NY

10/29/2019 - 11/25/2019

H.C.WAINWRIGHT & CO., LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/28/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/29/2019

Series 7TO - General Securities Representative Examination

BC

Issued 08/29/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Anthony Messina.
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