Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Anthony Markowitz is a financial professional with over 30 years of experience in the industry. Stephen currently works at Wallachbeth Capital LLC as a Registered Representative. Stephen has been with Wallachbeth Capital LLC since June 3, 2009. Previously, Stephen worked at Prebon Financial Products Inc. from December 21, 1992 to June 3, 2009. Stephen holds a Series 63, Series 4, Series 24, Series 57TO, SIE, Series 3, Series 55, and Series 7 license. Stephen is registered in California, Connecticut, Massachusetts, New Jersey, New York, Pennsylvania, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
06/03/2009 - Present
Wallachbeth Capital LLC (JERSEY CITY NJ)
NY
12/21/1992 - 06/03/2009
PREBON FINANCIAL PRODUCTS INC. (NEW YORK NY)
BC
Issued 03/09/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2004
Series 4 - Registered Options Principal Examination
BC
Issued 03/05/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2013
Series 3 - National Commodity Futures Examination
BC
Issued 12/07/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/16/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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