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Stephen Anthony Fabrizio

Cantor Fitzgerald & Co.

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About Stephen Anthony Fabrizio

Stephen Anthony Fabrizio is a financial advisor who has been in the industry since April 1, 1989. Stephen Anthony Fabrizio is currently registered with Cantor Fitzgerald & Co. Stephen Anthony Fabrizio has been registered with this firm since January 10, 2012. Before that, Stephen Anthony Fabrizio was with CITADEL SECURITIES LLC from December 17, 2009, to October 17, 2011. Stephen Anthony Fabrizio holds a Series 63, Series 52TO, SIE and Series 7. Stephen Anthony Fabrizio is registered in 52 states and is active in 49 states.

Firm Information

Stephen Fabrizio is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Fabrizio’s Registration & Firm History

CT

01/10/2012 - Present

Cantor Fitzgerald & Co. (DARIEN CT)

NY

12/17/2009 - 10/17/2011

CITADEL SECURITIES LLC (NEW YORK NY)

NY

06/05/2006 - 08/03/2009

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

11/08/2004 - 01/12/2005

DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)

NY

09/22/1993 - 10/25/2004

MIZUHO SECURITIES USA INC. (NEW YORK NY)

NY

03/24/1987 - 10/06/1993

DAIWA SECURITIES AMERICA INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/03/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/21/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Stephen Anthony Fabrizio.
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