Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Capetola is a financial advisor with Keefe, Bruyette & Woods, Inc. Stephen has been in the financial services industry since 2012. Stephen has a Series 7, Series 63 and Series 99. Stephen is registered with the Financial Industry Regulatory Authority (FINRA) and has a state securities license in 33 states. Stephen was previously with Stifel, Nicolaus & Company, Incorporated and KCG Americas LLC. Stephen is registered with Keefe, Bruyette & Woods, Inc. in the Morristown, NJ branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
10/20/2016 - Present
Keefe, Bruyette & Woods, Inc. (MORRISTOWN NJ)
NY
03/17/2015 - 10/21/2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NJ
08/28/2012 - 01/22/2015
KCG AMERICAS LLC (JERSEY CITY NJ)
BC
Issued 08/10/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2018
Series 7 - General Securities Representative Examination
BC
Issued 07/30/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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