Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Anthony Baker is a financial advisor with Farmers Financial Solutions, LLC. Stephen Baker has been in the industry since July 7, 1999 and holds Series 7, 26, 31, 63 and 66 licenses. Stephen Baker currently is registered in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
02/26/2016 - Present
Farmers Financial Solutions, LLC (Elk Grove CA)
CA
09/25/2006 - 11/10/2015
FARMERS FINANCIAL SOLUTIONS, LLC (SANTA ROSA CA)
WA
01/27/2004 - 07/10/2006
CUNA BROKERAGE SERVICES, INC. (TACOMA WA)
NE
05/17/2001 - 01/08/2004
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
NY
08/28/1998 - 01/23/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 09/03/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/01/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 08/27/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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