Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Andrew Saeta is a financial advisor with Forge Securities LLC. Stephen has been in the financial industry since 2015. Stephen holds Series 66, 24, SIE, and 7 licenses. Stephen is registered to provide securities advice in 52 states and the District of Columbia. Stephen was previously employed at Parnassus Funds Distributor in Portland, ME.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/25/2016 - Present
Forge Securities LLC (SAN FRANCISCO CA)
ME
12/16/2013 - 12/17/2014
PARNASSUS FUNDS DISTRIBUTOR (PORTLAND ME)
BOTH
Issued 03/04/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/06/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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