Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Andrew Mickle is a financial advisor in Chicago, IL, registered with Foreside Fund Services, LLC. Stephen has been in the industry since May 2010. Stephen holds Series 7, Series 63, Series 79TO, and SIE licenses and is registered to offer securities in 52 states and the District of Columbia. Prior to joining Foreside Fund Services, LLC, Stephen worked at Blackstone Securities Partners L.P., WallachBeth Capital LLC, BlackRock Investments, LLC, and BlackRock Fund Distribution Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
11/24/2021 - Present
Foreside Fund Services, LLC (Chicago IL)
NY
12/06/2018 - 01/13/2021
BLACKSTONE SECURITIES PARTNERS L.P. (NEW YORK NY)
FL
05/20/2013 - 11/29/2018
WALLACHBETH CAPITAL LLC (BOCA RATON FL)
CA
01/03/2012 - 03/19/2013
BLACKROCK INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
06/10/2009 - 12/31/2011
BLACKROCK FUND DISTRIBUTION COMPANY (SAN FRANCISCO CA)
NY
03/30/2009 - 05/26/2009
MERRIMAN CURHAN FORD & CO. (NEW YORK NY)
BC
Issued 06/29/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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