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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen McLeod is a financial advisor with LPL Financial LLC. Stephen McLeod has been in the financial industry for over 23 years and has experience with Charles Schwab & Co., Inc., ViewTrade Securities, INC., VimVest Securities, LLC, and Wall Capital Group, Inc. Stephen McLeod specializes in providing financial planning, portfolio management for businesses and individuals, pension consulting, and educational seminars. Stephen McLeod is registered with the state of Florida as an Investment Advisor Representative and General Securities Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
12/13/2021 - Present
LPL Financial LLC (FORT MILL SC)
FL
06/05/2020 - 09/09/2021
VIEWTRADE SECURITIES, INC. (Sarasota FL)
IL
09/23/1998 - 03/08/2018
CHARLES SCHWAB & CO., INC. (Chicago IL)
IA
Issued 11/15/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/26/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/11/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/17/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/08/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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