Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Harris is a financial advisor with Calton & Associates, Inc. based in Bloomington, MN. Stephen has been in the financial industry since March 1, 1982, and has a wide range of experience in providing financial advice to individuals and families. Stephen is also a registered representative with KESTRA INVESTMENT SERVICES, LLC. Stephen is licensed in Florida, Minnesota, New Jersey and New York and holds the Series 6, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MN
07/27/2020 - Present
Calton & Associates, Inc. (Bloomington MN)
MN
05/03/2004 - 07/03/2020
KESTRA INVESTMENT SERVICES, LLC (BLOOMINGTON MN)
NY
05/22/1987 - 05/12/2004
AXA ADVISORS, LLC (NEW YORK NY)
NY
05/22/1987 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
03/18/1987 - 05/20/1987
PRUCO SECURITIES CORPORATION
NA
10/07/1986 - 05/06/1987
MUTUAL SERVICE CORPORATION
NA
04/20/1981 - 12/18/1985
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BC
Issued 04/20/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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