Unclaimed
Stephen Andrew Farmer is a financial advisor who has been in the industry since February 12, 2008. Stephen is currently registered with Lincoln Financial Distributors, Inc. and has been with the firm since May 1, 2024. Prior to joining Lincoln Financial Distributors, Inc., Stephen was registered with Lincoln Financial Advisors Corporation and Transamerica Investors Securities Corporation. Stephen is licensed to provide financial advice in several states including California, Indiana, Louisiana, New Mexico, Oklahoma and Texas. Stephen holds the Series 6, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IN
05/01/2024 - Present
Lincoln Financial Distributors, Inc. (FORT WAYNE IN)
IN
09/20/2017 - 05/01/2024
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
NY
01/30/2008 - 09/05/2017
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
BC
Issued 04/17/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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