Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Andrew Cassidy is a registered representative with MML Investors Services, LLC, a firm with over 7000 licensed agents and 7000 investment adviser representatives. Stephen Cassidy has over 20 years of experience in the financial industry, primarily in the areas of financial planning, portfolio management and educational seminars. Stephen Cassidy is also a registered investment adviser with MML Investors Services, LLC, and holds both the Series 65 and Series 63 licenses, in addition to his Series 7 and Series 3 licenses. Stephen Cassidy is actively involved in the financial industry and has worked with clients of all types, including individuals, families, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NJ
03/25/2017 - Present
MML Investors Services, LLC (FLEMINGTON NJ)
NJ
06/01/2009 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (SOMERSET NJ)
NY
08/12/2011 - 03/03/2015
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
NY
07/12/2011 - 01/02/2015
NEW ENGLAND SECURITIES (NEW YORK NY)
CA
07/12/2011 - 09/05/2013
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
CA
07/12/2011 - 09/05/2013
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NJ
11/11/2005 - 05/13/2009
UBS FINANCIAL SERVICES INC. (BEDMINSTER NJ)
NY
04/28/2003 - 11/18/2005
OPPENHEIMER & CO. INC. (NEW YORK NY)
NJ
06/30/2001 - 09/25/2002
DATEK ONLINE FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NE
11/03/2000 - 06/30/2001
DATEK ONLINE BROKERAGE SERVICES LLC (OMAHA NE)
IA
Issued 03/06/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/16/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/12/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/23/2001
Series 4 - Registered Options Principal Examination
BC
Issued 10/02/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2004
Series 3 - National Commodity Futures Examination
BC
Issued 11/02/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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