linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Stephen Andrew Canty

Fidelity Brokerage Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Stephen? Claim Your Profile

About Stephen Andrew Canty

Stephen Canty is a financial professional with over 20 years of experience in the industry. Currently registered with Fidelity Brokerage Services LLC, Stephen has a broad range of experience in the financial services industry, having previously worked with Fidelity Investments Institutional Services Company, Inc., and State Street Research Investment Services, Inc.. Stephen is licensed to conduct business in all 50 states and holds the Series 6, Series 7 and Series 63 licenses as well as the SIE exam.

Firm Information

Stephen Canty is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Stephen Canty’s Registration & Firm History

RI

12/12/2017 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

RI

01/03/2012 - 01/05/2017

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

RI

06/22/2000 - 01/03/2012

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

MA

05/11/1999 - 05/26/2000

STATE STREET RESEARCH INVESTMENT SERVICES, INC. (BOSTON MA)

RI

09/19/1995 - 01/14/1997

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

NY

06/17/1994 - 08/28/1995

SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)

Not sure if Stephen Andrew Canty is right for you?

Licenses & Designations

BC

Issued 05/24/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/06/2010

Series 7 - General Securities Representative Examination

BC

Issued 05/07/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Stephen Andrew Canty.
Not sure if Stephen Andrew Canty is right for you?