Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Brinkmann is a securities professional with over 15 years of experience in the financial industry. Stephen has a strong background in investment banking and is currently registered with Mizuho Securities USA LLC. Stephen has held previous roles with Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., and RBS Securities Inc. Stephen holds FINRA Series 7, 24, 63, 79TO, and SIE licenses. Stephen is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/09/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
07/17/2018 - 08/24/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
11/07/2014 - 07/10/2018
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
CT
11/15/2007 - 10/15/2014
RBS SECURITIES INC. (STAMFORD CT)
BC
Issued 03/03/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2024
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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