Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Becker is an investment advisor representative at Vanguard Advisers, Inc. Stephen has been in the financial services industry since 2012. Stephen holds Series 63, 65 and 66 securities licenses. Stephen is registered to offer securities and investment advisory services in Arizona and Texas. Stephen is also registered with the Financial Industry Regulatory Authority (FINRA) and has a background in insurance and financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
08/01/2022 - Present
Vanguard Advisers, Inc. (SCOTTSDALE AZ)
OR
04/24/2014 - 11/19/2014
EDWARD JONES (TUALATIN OR)
OR
05/07/2012 - 04/29/2013
CRI SECURITIES, LLC (PORTLAND OR)
OR
05/07/2012 - 04/29/2013
SECURIAN FINANCIAL SERVICES, INC. (PORTLAND OR)
BC
Issued 07/29/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/30/2022
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 06/03/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/15/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/13/2021
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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