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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Varley is an investment advisor representative with Kestra Advisory Services, LLC. Stephen has been in the industry since 1996 and holds a Series 6, 7, 63 and 65 licenses. Stephen's firm, Kestra Advisory Services, LLC, is a registered investment advisor with the SEC. The firm has offices in Austin, Texas and provides financial planning, pension consulting, selection of other advisors, portfolio management for businesses and portfolio management for individuals. Stephen's expertise includes working with high net worth individuals, insurance companies, charitable organizations, pension and profit-sharing plans, and corporations or other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
04/18/2016 - Present
Kestra Advisory Services, LLC (VADNAIS HEIGHTS MN)
MN
05/22/1996 - 02/15/1999
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
IA
Issued 01/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2003
Series 7 - General Securities Representative Examination
BC
Issued 05/17/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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