Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Sample is a financial advisor at Raymond James Financial Services Advisors, Inc. in Queen Creek, Arizona. Stephen has been in the industry since 2020 and has experience with both Merrill Lynch, Pierce, Fenner & Smith Incorporated and J.P. MORGAN SECURITIES LLC. Stephen is registered with the state of Arizona and holds Series 7TO, Series 63, and Series 66 licenses. Stephen specializes in providing financial planning and portfolio management services to individuals and businesses. Stephen also works with insurance companies, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
AZ
04/08/2024 - Present
Raymond James Financial Services Advisors, Inc. (Queen Creek AZ)
AZ
10/14/2022 - 04/13/2024
J.P. MORGAN SECURITIES LLC (Tempe AZ)
AZ
03/17/2020 - 08/23/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
BOTH
Issued 07/26/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/03/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/17/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/27/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Stephen Sample is the right advisor for you? Invested Better is here to help.
