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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Malbasa is an Investment Advisor Representative at Cerity Partners LLC and Cerity Partners Retirement Plan Advisors. Stephen has been in the industry since 1979. Stephen is licensed in Ohio. Stephen has passed Series 1, 2, 6, 26, and 63 exams. Stephen is affiliated with Cerity Partners LLC which is headquartered in New York, NY. Cerity Partners LLC is a registered investment advisor with the SEC. Cerity Partners LLC's services include financial planning, pension consulting, portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax services; bill pay
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
OH
12/09/2016 - Present
Cerity Partners LLC (Cleveland OH)
CA
09/02/1993 - 06/30/2010
AMERICAN FUNDS DISTRIBUTORS, INC. (LOS ANGELES CA)
OH
02/12/1986 - 12/31/1990
VESTAX SECURITIES CORPORATION (HUDSON OH)
NA
02/23/1979 - 03/03/1986
TRANSAMERICA FINANCIAL RESOURCES, INC.
BC
Issued 09/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/01/1993
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/01/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/1986
Series 2 - Non-Member General Securities Examination
BC
Issued 02/10/1979
Series 1 - Registered Representative Examination
Active
Inactive
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