Unclaimed
Stephen Laipply is a financial professional with over 20 years of experience in the securities industry. Stephen currently works for Blackrock Investments, LLC and is registered in 53 states. Stephen is also registered with FINRA. Stephen's previous experience includes roles at Blackrock Execution Services and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Stephen has passed the Series 3, Series 63 and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
12/19/2012 - Present
Blackrock Investments, LLC (SAN FRANCISCO CA)
CA
05/11/2009 - 01/17/2013
BLACKROCK EXECUTION SERVICES (SAN FRANCISCO CA)
NY
10/03/1997 - 04/24/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 09/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/1997
Series 3 - National Commodity Futures Examination
BC
Issued 09/13/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Stephen Laipply is the right advisor for you? Invested Better is here to help.