Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Allen Eye is a financial advisor with over 39 years of experience in the industry. Stephen has a current registration with Robert W. Baird & Co. Inc. in Greenville, SC and has been with the firm since October 2019. Prior to that, Stephen was a financial advisor with J.J.B. HILLIARD, W.L. LYONS, LLC and SunTrust Investment Services, Inc. in Greenville, SC. Stephen has also held positions at Wachovia Securities, LLC, Morgan Stanley DW Inc., American Express Financial Advisors Inc., IDS Life Insurance Company and IDS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
SC
10/18/2019 - Present
Robert W. Baird & Co. Inc. (Greenville SC)
SC
06/08/2018 - 10/18/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (Greenville SC)
SC
03/08/2006 - 06/13/2018
SUNTRUST INVESTMENT SERVICES, INC. (GREENVILLE SC)
SC
08/15/2002 - 03/13/2006
WACHOVIA SECURITIES, LLC (EASLEY SC)
NY
02/09/1996 - 08/05/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
MN
05/20/1982 - 02/16/1996
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/20/1982 - 02/16/1996
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
05/20/1982 - 12/24/1986
IDS FINANCIAL SERVICES INC.
IA
Issued 11/18/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 09/12/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 05/19/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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