Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Barnes is a financial advisor with over 40 years of experience in the financial industry. Stephen is registered with LPL Financial LLC and holds several licenses and certifications, including Series 6, 7, 22, 24, 63, and 65. Stephen has been with LPL Financial LLC since July 2021 and previously worked for Waddell & Reed for over 20 years. Stephen has a strong commitment to providing personalized financial advice to his clients, helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
07/21/2021 - Present
LPL Financial LLC (WAUKESHA WI)
WI
11/02/1998 - 07/21/2021
WADDELL & REED (WAUKESHA WI)
NY
04/17/1997 - 11/12/1998
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
04/17/1997 - 11/12/1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
GA
11/15/1995 - 04/22/1997
WMA SECURITIES, INC. (DULUTH GA)
CT
06/12/1992 - 12/20/1995
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
KS
12/11/1980 - 06/12/1992
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 11/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/29/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/1987
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
BC
Issued 05/18/1981
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/05/1980
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Stephen Barnes is the right advisor for you? Invested Better is here to help.
