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Stephen Alexander Trout

Fidelity Brokerage Services LLC

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About Stephen Alexander Trout

Stephen Trout is a financial advisor with Fidelity Brokerage Services LLC. Stephen has been in the securities industry for over 1 year. Stephen holds the following licenses: Series 7TO, Series 63 and SIE. Stephen is registered in 53 states and the District of Columbia.

Firm Information

Stephen Trout is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Trout’s Registration & Firm History

UT

10/22/2021 - Present

Fidelity Brokerage Services LLC (SALT LAKE CITY UT)

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Licenses & Designations

BC

Issued 11/05/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/22/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/15/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Stephen Alexander Trout.
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