Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Samter is a financial advisor currently registered with Stifel, Nicolaus & Company, Inc. in Garden City, New York. Stephen has been in the securities industry since 1965. Stephen is also registered as an investment advisor representative in Texas and New York. Prior to joining Stifel, Nicolaus & Company, Inc., Stephen worked at RYAN BECK & CO. and GRUNTAL & CO., L.L.C. Stephen holds a Series 63 and Series 65 license, as well as several other securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/30/2019 - Present
Stifel, Nicolaus & Company, Inc. (GARDEN CITY NY)
NY
04/29/2002 - 07/10/2007
RYAN BECK & CO. (HEWLETT NY)
NY
10/01/1985 - 05/15/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NA
05/02/1978 - 10/01/1985
HERZFELD & STERN INC.
NA
07/24/1974 - 04/15/1978
JOSEPHTHAL & CO., INCORPORATED
NA
12/19/1973 - 09/08/1974
W. E. HUTTON & CO.
NA
11/08/1965 - 01/21/1974
NEWBURGER, LOEB & CO., INC.
IA
Issued 01/29/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/28/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/1980
Series 4 - Registered Options Principal Examination
BC
Issued 09/28/1978
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/1984
Series 3 - National Commodity Futures Examination
BC
Issued 03/16/1978
PC - AMEX Put and Call Exam
BC
Issued 11/05/1965
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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