Unclaimed
Stephen Alexander Herrington is a financial advisor with Nova Wealth Management, Inc.. Stephen is registered with the state of Florida and holds the Series 66, Series 7 and SIE licenses. Stephen has over 6 years of experience in the financial services industry. He is also a Certified Financial Planner. Stephen's experience and qualifications make him a valuable resource for clients seeking financial advice and planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
FL
02/18/2025 - Present
Nova Wealth Management, Inc. (BONITA SPRINGS FL)
BOTH
Issued 10/16/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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