Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Alexander Clark is a registered representative in North Carolina. Stephen has been in the industry since August 3, 2014. Stephen is currently registered with Vanguard Marketing Corp. and holds Series 63, SIE and Series 7 licenses. Stephen has passed the Uniform Securities Agent State Law Examination, Securities Industry Essentials Examination and the General Securities Representative Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
08/04/2014 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 08/13/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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