Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Schmid is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc., a firm based in Mount Laurel, NJ. Stephen has been in the financial services industry for over 11 years and has held previous positions at Morgan Stanley, J.P. Morgan Securities LLC and Northwestern Mutual Investment Services, LLC. He holds several licenses including Series 6, 7, 63 and 65. Stephen is also registered to provide investment advisory services in New Jersey and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
08/01/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MOUNT LAUREL NJ)
NJ
05/01/2019 - 07/11/2024
MORGAN STANLEY (Mount Laurel NJ)
DE
06/29/2013 - 04/16/2019
J.P. MORGAN SECURITIES LLC (NEWARK DE)
NJ
03/20/2009 - 06/17/2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MT LAUREL NJ)
IA
Issued 02/15/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/27/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2013
Series 7 - General Securities Representative Examination
BC
Issued 03/19/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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