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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Zahka is a financial advisor with Ameriprise Financial Services, LLC. Stephen has been working in the financial services industry since 1984. Stephen holds FINRA Series 3, 7, 9, 10, 31, 63, 65 and SIE licenses. Stephen is registered with FINRA and is registered to provide investment advice in 14 states. Stephen is also a Certified Financial Planner. Stephen has experience working with individuals, high-net-worth individuals, trusts/estates, insurance companies, corporations and other businesses, charitable organizations, pension and profit sharing plans, and state or municipal government entities. Stephen provides financial planning, asset allocation services, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Stephen is committed to providing his clients with the best possible service and advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
04/01/2022 - Present
Ameriprise Financial Services, LLC (WESTBOROUGH MA)
MA
05/28/2010 - 04/06/2022
WELLS FARGO CLEARING SERVICES, LLC (WELLESLEY MA)
MA
10/17/2003 - 06/03/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WELLESLEY HILLS MA)
MO
01/17/1991 - 11/06/2003
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
02/23/1988 - 01/17/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
01/25/1984 - 01/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 06/20/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/03/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/27/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/09/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 04/08/1987
Series 3 - National Commodity Futures Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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