Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Garnick is a financial advisor registered with Raymond James Financial Services Advisors, Inc., a firm that has approximately $344 billion in regulatory assets under management. Stephen has been in the financial services industry since 1998. He has an active registration status and is registered in 26 states. Stephen has a strong background in securities and investment management. His firm specializes in portfolio management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
PA
09/05/2019 - Present
Raymond James Financial Services Advisors, Inc. (DOYLESTOWN PA)
PA
06/01/2009 - 09/10/2019
MORGAN STANLEY (DOYLESTOWN PA)
PA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (DOYLESTOWN PA)
PA
05/29/1998 - 04/02/2007
MORGAN STANLEY DW INC. (DOYLESTOWN PA)
IA
Issued 06/10/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/07/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2011
Series 3 - National Commodity Futures Examination
BC
Issued 06/18/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 05/28/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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