Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Shepherd is a financial advisor with over 30 years of experience in the industry. Stephen is currently registered with Fidelity Personal and Workplace Advisors and has been with Fidelity for two years. Stephen has experience with providing financial planning services, portfolio management for individuals and businesses, and selecting other advisors. Prior to joining Fidelity, Stephen has been employed with U.S. BANCORP INVESTMENTS, INC., Nationwide Investment Services Corporation, Questar Capital Corporation, LPL Financial LLC, USAA FINANCIAL ADVISORS, INC., Woodbury Financial Services, Inc., Oppenheimer & Co. Inc., and Morgan Stanley DW Inc. Stephen is currently licensed to provide financial services in 53 states including Arizona, Texas, and many others.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
UT
07/20/2021 - Present
Fidelity Personal AND Workplace Advisors (SALT LAKE CITY UT)
AZ
04/30/2019 - 03/19/2020
U.S. BANCORP INVESTMENTS, INC. (TUCSON AZ)
AZ
06/15/2018 - 04/29/2019
NATIONWIDE INVESTMENT SERVICES CORPORATION (Scottsdale AZ)
AZ
12/22/2017 - 06/29/2018
QUESTAR CAPITAL CORPORATION (PHOENIX AZ)
AZ
10/20/2015 - 11/29/2017
LPL FINANCIAL LLC (PHOENIX AZ)
AZ
01/20/2015 - 10/29/2015
USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
09/18/2009 - 12/18/2014
WOODBURY FINANCIAL SERVICES, INC. (SCOTTSDALE AZ)
AZ
08/16/2005 - 09/30/2009
OPPENHEIMER & CO. INC. (SCOTTSDALE AZ)
NY
10/01/1990 - 08/24/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 12/14/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/1992
Series 3 - National Commodity Futures Examination
BC
Issued 09/27/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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