Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Michael is a financial professional with over 30 years of experience in the industry. He holds a Series 7, Series 24, and Series 63 license and has passed the SIE and Series 65 exams. Stephen is currently registered with Marietta Wealth Management, LLC, and is active in Georgia. Previously, Stephen worked with ALPS Distributors, Inc., CITCO Mutual Fund Distributors, Inc., INCAP Securities, Inc., Hagar Financial Corp., GMA Partners, Inc., Jackson Securities Incorporated, Oppenheimer & Co., Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Stephen specializes in providing financial planning, pension consulting, portfolio management for individuals and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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GA
01/14/2016 - Present
Marietta Wealth Management, LLC (MARIETTA GA)
GA
06/07/2005 - 01/06/2016
ALPS DISTRIBUTORS, INC. (KENNESAW GA)
PA
08/20/2002 - 05/20/2005
CITCO MUTUAL FUND DISTRIBUTORS, INC. (MALVERN PA)
MD
01/17/2002 - 07/12/2002
INCAP SECURITIES, INC. (BALTIMORE MD)
GA
05/23/2001 - 12/10/2001
HAGAR FINANCIAL CORP. (ATLANTA GA)
GA
08/21/1997 - 05/21/2001
GMA PARTNERS, INC. (ATLANTA GA)
GA
05/01/1989 - 08/22/1997
JACKSON SECURITIES INCORPORATED (ATLANTA GA)
NA
11/26/1986 - 05/05/1987
OPPENHEIMER & CO., INC.
NA
08/21/1984 - 12/03/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 05/21/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/29/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/10/1992
Series 24 - General Securities Principal Examination
BC
Issued 12/15/1989
Series 4 - Registered Options Principal Examination
BC
Issued 01/06/2016
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
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