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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Alan Kaplan is a financial advisor with Avantax Advisory Services, a firm that provides financial planning, portfolio management and related services to individuals, families, and businesses. Stephen has been in the financial industry since November 1993 and holds the Series 63, Series 65, and Series 7 licenses. He is a registered representative in Florida, Texas, Georgia, Illinois, Maryland, New York, North Carolina, and Pennsylvania. Stephen's career spans over 30 years with his first role being with Avantax Investment Services, Inc. in August 1993. Stephen is a trustee for several trusts. Stephen has been with Avantax Advisory Services for 30 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
FL
02/05/2024 - Present
Avantax Advisory Services (MIAMI FL)
IA
Issued 12/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/24/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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