Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Alan Dudurich is a financial advisor currently registered with Kingswood Capital Partners, LLC in Clearfield, PA. Stephen has been in the financial industry for over 40 years. He has a strong track record of success and is committed to providing his clients with personalized financial advice. Stephen has held previous roles at firms such as Niagara International Capital Limited, Calton & Associates, Inc. and First Allied Securities, Inc. Stephen holds the Series 7, 24, 63, 99TO, and SIE licenses. He is also registered in Florida, Maryland, Montana, Nevada, Pennsylvania, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
06/15/2018 - Present
Kingswood Capital Partners, LLC (Clearfield PA)
NY
09/15/2017 - 06/15/2018
NIAGARA INTERNATIONAL CAPITAL LIMITED (NEW YORK NY)
PA
08/18/2016 - 09/18/2017
CALTON & ASSOCIATES, INC. (CLEARFIELD PA)
PA
06/21/2016 - 08/23/2016
ALLSTATE FINANCIAL SERVICES, LLC (Clearfield PA)
PA
08/16/2013 - 06/06/2016
CALTON & ASSOCIATES, INC. (CLEARFIELD PA)
PA
03/03/2008 - 08/26/2013
FIRST ALLIED SECURITIES, INC. (CLEARFIELD PA)
PA
12/08/2000 - 03/03/2008
H. BECK, INC. (CLEARFIELD PA)
NJ
06/28/1999 - 12/12/2000
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
NJ
03/13/1989 - 06/28/1999
THE INVESTMENT CENTER, INC. (BEDMINSTER NJ)
NA
11/03/1987 - 01/19/1989
LEGG MASON WOOD WALKER, INCORPORATED
NA
09/03/1986 - 11/04/1987
LEGG MASON MASTEN INC.
NA
02/27/1984 - 08/21/1986
DEAN WITTER REYNOLDS INC.
NA
02/23/1981 - 03/08/1984
KIDDER, PEABODY & CO. INCORPORATED
BC
Issued 03/11/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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