Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Alan Cooper is a financial professional with over 15 years of experience in the securities industry. Stephen has a Series 7, Series 63, and SIE license. Stephen is currently registered with Pragma LLC and has previous experience with LIQUIDNET, INC. and MILETUS TRADING, LLC. Stephen specializes in providing investment advice and services to clients in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/01/2021 - Present
Pragma LLC (NEW YORK NY)
NY
08/24/2007 - 08/01/2019
LIQUIDNET, INC. (NEW YORK NY)
NY
10/13/2005 - 08/27/2007
MILETUS TRADING, LLC (NEW YORK NY)
BC
Issued 11/30/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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