Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Alan Bergauer is a registered representative with DFA Securities LLC. Stephen Alan Bergauer has been in the securities industry for less than a year. Stephen Alan Bergauer passed the General Securities Representative Examination and the Securities Industry Essentials Examination. Stephen Alan Bergauer is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
06/23/2023 - Present
DFA Securities LLC (SANTA MONICA CA)
BC
Issued 06/23/2023
Series 7TO - General Securities Representative Examination
BC
Issued 06/23/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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