Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Mazer is a financial advisor with Mariner Independent, a firm that provides advisory services to a diverse client base, including high-net-worth individuals, corporations, and charitable organizations. Stephen has over 20 years of experience in the financial services industry and holds a variety of licenses and certifications, including the Series 6, 7, 63, and 65. Stephen's background includes experience with several firms including HSBC Securities (USA) Inc., Park Avenue Securities LLC, MML Investors Services, LLC, and A. G. Edwards & Sons, Inc. Stephen also works with Rational Wealth Solutions offering investment advisory services through Mariner Platform Solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MD
01/17/2024 - Present
Mariner Independent (Annapolis MD)
CA
09/21/2022 - 01/19/2024
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
MD
02/05/2015 - 03/31/2020
HSBC SECURITIES (USA) INC. (POTOMAC MD)
MD
10/02/2012 - 07/23/2013
PARK AVENUE SECURITIES LLC (BETHESDA MD)
MD
11/07/2008 - 08/09/2012
MML INVESTORS SERVICES, LLC (BETHESDA MD)
NA
07/30/1993 - 10/14/1994
A. G. EDWARDS & SONS, INC.
IA
Issued 06/30/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/20/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/29/1993
Series 7 - General Securities Representative Examination
Active
Inactive
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