Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Clagett is a financial advisor who has been in the industry since April 2012. Stephen is currently registered with XML Financial Group in Maryland and Texas. Stephen has previously worked at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC in Bethesda, MD. Stephen is a Series 66, Series 10, Series 9, SIE and Series 7 licensed advisor. Stephen has also been involved in other business ventures including a sole proprietorship that imports and resells off-road gear and apparel. Stephen primarily provides financial planning, pension consulting, educational seminars, and portfolio management services. Stephen also has a background in portfolio management for businesses and individuals, and selection of other advisors. Stephen is currently registered with XML Financial Group, which is a financial firm with approximately $2,753,502,220 of assets under management. XML Financial Group provides a variety of advisory services including financial planning, pension consulting, educational seminars, portfolio management for businesses, and portfolio management for individuals. XML Financial Group serves a wide range of clients including individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
09/01/2021 - Present
XML Financial Group (BETHESDA MD)
MD
04/19/2012 - 09/07/2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (BETHESDA MD)
BOTH
Issued 02/26/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/09/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/09/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Stephen Clagett is the right advisor for you? Invested Better is here to help.
