Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Abbott is a financial advisor at LPL Financial LLC, based in FARMINGVILLE, NY. Stephen has been in the financial services industry since 2003. Stephen holds the Series 6, 7, 26, 63, and 66 securities licenses and is registered to provide advisory services in 18 states. In addition to LPL Financial LLC, Stephen has worked with CUNA BROKERAGE SERVICES, INC., EDWARD JONES, FIRST MONTAUK SECURITIES CORP., PRINCOR FINANCIAL SERVICES CORPORATION, WALL STREET FINANCIAL GROUP, INC., FRANKLIN FINANCIAL SERVICES CORPORATION, CADARET, GRANT & CO., INC., and MML INVESTORS SERVICES, INC. Stephen is also a registered representative of CUNA Mutual Group.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/18/2022 - Present
LPL Financial LLC (FARMINGVILLE NY)
NY
10/12/2009 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (FARMINGVILLE NY)
NY
08/19/2008 - 04/24/2009
EDWARD JONES (MATTITUCK NY)
NJ
02/25/2002 - 10/03/2002
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
IA
04/04/2001 - 02/19/2002
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NY
06/11/1997 - 10/01/1999
WALL STREET FINANCIAL GROUP, INC. (VICTOR NY)
TX
05/18/1994 - 04/12/1996
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
NY
05/09/1994 - 05/12/1994
CADARET, GRANT & CO., INC. (SYRACUSE NY)
MA
09/14/1993 - 09/20/1993
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BOTH
Issued 08/25/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2008
Series 7 - General Securities Representative Examination
BC
Issued 09/13/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Stephen Abbott is the right advisor for you? Invested Better is here to help.
