Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Aaron Poley is an active investment advisor registered with the Financial Industry Regulatory Authority (FINRA). Stephen is currently employed by FEF Distributors, LLC. Stephen's career in the financial services industry began on March 3, 2010. Stephen's previous employers include Prudential Investment Management Services LLC and Lincoln Financial Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/11/2013 - Present
FEF Distributors, LLC (NEW YORK NY)
NJ
12/13/2011 - 04/04/2013
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
PA
02/15/2010 - 12/01/2011
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
BC
Issued 03/08/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2012
Series 7 - General Securities Representative Examination
BC
Issued 02/12/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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