Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen A. Rogers is a financial advisor who has been in the industry since 2001. Stephen is currently registered with LPL Financial LLC and has been with the firm since August 2019. Stephen has a Series 6, 7, and 63 license, as well as a SIE. Stephen has been registered with multiple firms over the years including VOYA Financial Advisors, Inc. and MONY Securities Corporation. Stephen is a Certified Financial Planner and has experience providing financial advice to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OH
08/14/2019 - Present
LPL Financial LLC (UPPER ARLINGTON OH)
OH
11/11/2004 - 08/14/2019
VOYA FINANCIAL ADVISORS, INC. (LANCASTER OH)
NY
07/12/2001 - 11/30/2004
MONY SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 06/18/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2003
Series 7 - General Securities Representative Examination
BC
Issued 07/11/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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