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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Labate is a financial advisor at Raymond James & Associates, Inc. and Raymond James Financial Services Advisors, Inc. Stephen has been in the industry since 1998 and holds Series 7, 31, 24, 63, and 65 licenses. Stephen has experience working with a variety of clients, including individuals, corporations, and institutions. Stephen is committed to providing personalized financial advice to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/13/2022 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
NY
08/01/2017 - 04/12/2022
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
NY
10/12/2016 - 07/28/2017
ACADEMY SECURITIES, INC. (NEW YORK NY)
NY
04/09/2013 - 03/05/2014
E*TRADE SECURITIES LLC (GARDEN CITY NY)
NJ
09/22/2008 - 05/25/2012
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NY
01/19/2007 - 09/04/2008
CHASE INVESTMENT SERVICES CORP. (DEER PARK NY)
NY
12/20/2005 - 08/22/2006
HILLIARD FARBER & CO., INC. (NEW YORK NY)
NY
12/21/2001 - 12/20/2005
MORGAN STANLEY DW INC. (MELVILLE NY)
NY
10/29/1999 - 12/20/2001
INVESTEC ERNST & COMPANY (NEW YORK NY)
NY
10/24/1996 - 10/29/1999
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
NA
02/06/1995 - 11/19/1996
KENSINGTON WELLS INCORPORATED
NY
12/23/1994 - 02/07/1995
RICKEL & ASSOCIATES, INC. (NEW YORK NY)
NA
07/22/1994 - 12/23/1994
SOUTH RICHMOND SECURITIES, INC.
NY
05/09/1994 - 05/31/1994
A.J. MICHAELS & CO., LTD. (HAUPPAUGE NY)
IA
Issued 01/16/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 05/06/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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