Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen A James is a registered representative with Fidelity Brokerage Services LLC. Stephen has been in the industry since 2024. Stephen is registered in 53 states and holds the following securities licenses: Series 7TO, Series 63, and SIE. Stephen currently works from the Fidelity Brokerage Services LLC office in Westlake, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
07/12/2024 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 07/25/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2024
Series 7TO - General Securities Representative Examination
BC
Issued 04/26/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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