linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Stephen A Hughes

Pentegra Investors, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Stephen? Claim Your Profile

About Stephen A Hughes

Stephen Hughes is a financial advisor with over 30 years of experience in the industry. Stephen has a Series 6, Series 63, Series 26, and Series 65 license, as well as the SIE exam. Stephen is currently registered with Pentegra Investors, Inc. Stephen's previous experience includes time at Guardian Investor Services Corporation. Stephen has provided financial advice to individuals, businesses, and institutions. Stephen's focus is on helping clients achieve their financial goals.

Firm Information

Stephen Hughes is currently registered with Pentegra Investors, Inc.. Pentegra Investors, Inc. is an investment advisor headquartered in WHITE PLAINS, NY. With over $5 billion in regulatory assets under management, the firm provides comprehensive investment advice to a variety of clients, including pension plans, pooled investment vehicles, and other investment advisors. Their services include portfolio management, pension consulting, and selection of other advisors.
Pentegra Investors, Inc.

701 WESTCHESTER AVENUE

WHITE PLAINS, NY 10604-3805

$5.90B

Assets Under Management

Not reported

Total Clients

7

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

comprehensive advice to third party internal investment committees

Comprehensive advice to third party internal investment committees

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Stephen Hughes’s Registration & Firm History

NY

06/02/2006 - Present

Pentegra Investors, Inc. (WHITE PLAINS NY)

NY

12/04/1992 - 09/25/1996

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

Not sure if Stephen A Hughes is right for you?

Licenses & Designations

IA

Issued 12/20/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/30/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/07/1998

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/30/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen A Hughes.
Not sure if Stephen A Hughes is right for you?