Unclaimed
Stephany Bushweller is a financial advisor with over 15 years of experience in the industry. Stephany is currently registered with Mufg Securities Americas Inc. She holds a variety of licenses and certifications, including Series 7, Series 24, Series 63 and Series 79TO. Stephany has worked with a variety of firms during her career including Credit Suisse Securities (USA) LLC, Morgan Stanley & Co. LLC, Banc of America Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/15/2014 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
01/22/2013 - 05/07/2013
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
07/08/2009 - 03/06/2012
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
03/27/2009 - 06/24/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
05/25/2005 - 03/31/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 06/07/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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