Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Withers is a financial advisor who has been in the industry since 2005. She is registered with Hightower Advisors, LLC and is licensed in California. Previously, she worked at BEL AIR SECURITIES LLC and J.P. MORGAN SECURITIES LLC. Stephanie holds the Series 7, 63, 86, and 87 licenses, as well as the SIE exam. She is a CFA charterholder. Stephanie has experience working with individuals, businesses, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
IL
09/15/2021 - Present
Hightower Advisors, LLC (CHICAGO IL)
CA
06/11/2015 - 10/14/2021
BEL AIR SECURITIES LLC (LOS ANGELES CA)
CA
05/10/2011 - 06/12/2015
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
NY
01/12/2005 - 05/11/2011
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 02/08/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/28/2024
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 03/28/2024
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2005
Series 7 - General Securities Representative Examination
Active
Inactive
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