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Stephanie Waite

Nylife Securities LLC

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About Stephanie Waite

Stephanie Waite is a financial advisor with Nylife Securities LLC, located in New York, NY. Stephanie has passed the Series 63, Series 6TO, and SIE exams. She is licensed to sell securities in New York. Stephanie has been in the financial services industry since August 2023.

Firm Information

Stephanie Waite is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephanie Waite’s Registration & Firm History

NY

08/10/2023 - Present

Nylife Securities LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/16/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/10/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/07/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephanie Waite.
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