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Stephanie Tian

Neuberger Berman BD LLC

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About Stephanie Tian

Stephanie Tian is a registered representative at Neuberger Berman BD LLC with a background in finance. Stephanie holds a Series 66, Series 7TO, and SIE. Stephanie is registered in New York and has been in the industry since August 2017. Stephanie has previously worked at Select Equity Group and Neuberger Berman. In addition to her work as a financial advisor, Stephanie also creates artwork for sale.

Firm Information

Stephanie Tian is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stephanie Tian’s Registration & Firm History

NY

09/01/2023 - Present

Neuberger Berman BD LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 06/26/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/01/2023

SIE - Securities Industry Essentials Examination

BC

Issued 08/04/2023

Series 7TO - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Stephanie Tian.
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