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Stephanie Suhr Franklin

Fidelity Brokerage Services LLC

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About Stephanie Suhr Franklin

Stephanie Suhr Franklin is a financial advisor in Covington, KY. Stephanie has been in the financial services industry since 2007 and has been registered with Fidelity Brokerage Services LLC since 2010. Prior to that, Stephanie worked at National Financial Services LLC from 2008 to 2010 and Fidelity Brokerage Services LLC from 2006 to 2008. Stephanie holds the Series 4, 7, 9, 10, 24, and 63 licenses. Stephanie is registered to offer securities and investment advisory services in Kentucky, Massachusetts, Texas, and Utah.

Firm Information

Stephanie Franklin is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephanie Franklin’s Registration & Firm History

KY

06/14/2010 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

KY

07/02/2008 - 06/02/2010

NATIONAL FINANCIAL SERVICES LLC (COVINGTON KY)

KY

11/17/2006 - 03/25/2008

FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)

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Licenses & Designations

BC

Issued 06/21/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/20/2015

Series 4 - Registered Options Principal Examination

BC

Issued 03/29/2011

Series 24 - General Securities Principal Examination

BC

Issued 07/20/2010

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/22/2010

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/16/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Stephanie Suhr Franklin.
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