Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Sue Berger is a financial professional with over 20 years of experience in the industry. Stephanie is registered with Northwestern Mutual Investment Services, LLC and is located in Colorado Springs, CO. Stephanie has been a financial advisor with Northwestern Mutual Investment Services, LLC since 2001, previously working with Robert W. Baird & Co. Incorporated in Milwaukee, WI. Stephanie is a Series 6 and SIE licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
CO
10/11/2001 - Present
Northwestern Mutual Investment Services, LLC (COLORADO SPGS CO)
WI
10/11/2001 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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