Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Davis is a registered representative with Hamilton Lane Securities LLC. Stephanie has been in the securities industry since June 4, 2014. Stephanie has been registered with Hamilton Lane Securities LLC since May 3, 2019. Stephanie has a Series 63, Series 65, SIE, Series 7TO and Series 7 license. Stephanie is currently registered in 50 states, the District of Columbia and Puerto Rico. Stephanie was previously registered with Carolina Capital Markets, Inc., Constellation Investment Distribution Company Inc., Credit Suisse First Boston Corporation and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
05/03/2019 - Present
Hamilton Lane Securities LLC (CONSHOHOCKEN PA)
NC
06/30/2006 - 10/20/2006
CAROLINA CAPITAL MARKETS, INC. (CHAPEL HILL NC)
PA
07/07/2003 - 06/30/2004
CONSTELLATION INVESTMENT DISTRIBUTION COMPANY INC. (JENKINTOWN PA)
NY
07/17/1997 - 02/10/1999
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NY
04/15/1994 - 04/29/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 06/14/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/19/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/03/2019
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/13/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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