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Stephanie Sonia Watson

Northwestern Mutual Investment Services, LLC

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About Stephanie Sonia Watson

Stephanie Sonia Watson is a registered representative with Northwestern Mutual Investment Services, LLC. Stephanie is a licensed investment advisor in New Jersey and has been in the industry for over 5 years. Stephanie holds the Series 7, Series 66 and SIE licenses. Stephanie is registered in 12 states and has experience providing investment advice to individuals and families. Stephanie's primary focus is providing financial planning, portfolio management, and investment advice. She has a strong track record of helping clients achieve their financial goals.

Firm Information

Stephanie Watson is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Stephanie Watson’s Registration & Firm History

NY

03/24/2021 - Present

Northwestern Mutual Investment Services, LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 03/19/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/13/2020

Series 7TO - General Securities Representative Examination

BC

Issued 08/02/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephanie Sonia Watson.
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