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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Small Midler is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Stephanie has been in the financial services industry since 2001. Stephanie has experience working with clients in a variety of industries, including high-net-worth individuals, corporations, and charitable organizations. Stephanie is a Certified Financial Planner and holds a Series 7, Series 10, Series 9, Series 31, and SIE license. Stephanie is registered in Alabama, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Illinois, Maryland, Massachusetts, Minnesota, Missouri, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Tennessee, Texas, and Wisconsin. Stephanie is also a member of the Finance/Investment Committee for the Adolph and Rose Levis Jewish Community Center and is a 33.4% owner of MGR Wealth Management LLC. Stephanie's areas of specialization include investment planning, retirement planning, college savings planning, and estate planning. Stephanie provides investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
04/05/2024 - Present
Wells Fargo Advisors Financial Network, LLC (BOCA RATON FL)
FL
02/02/2012 - 04/05/2024
WELLS FARGO CLEARING SERVICES, LLC (BOCA RATON FL)
FL
06/01/2009 - 02/08/2012
MORGAN STANLEY SMITH BARNEY (FT. LAUDERDALE FL)
FL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (FT. LAUDERDALE FL)
FL
10/11/2001 - 04/02/2007
MORGAN STANLEY DW INC. (FT. LAUDERDALE FL)
BOTH
Issued 11/06/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/25/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/11/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 10/10/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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